Showing posts with label the courses. Show all posts
Showing posts with label the courses. Show all posts

Saturday, November 2, 2013

Writing Sample: SND Term Paper #1

This is the first of two essays I wrote for Strategic Nuclear Doctrine. I ended up finishing this one and writing one on a different topic and submitting that one instead. Even so, I'm still fairly proud of this one.

* * *

"Assess the value of tactical
nuclear weapons in NATO’s deterrent
strategy since the end of the Cold War."




1 Introduction: History, Geography, and Security


The Cold War's end seemed to provide an unprecedented opportunity to establish a lasting international security condition. In fact, the reality is less conciliatory. Both NATO and Russia continue to forward deploy significant arsenals of tactical nuclear weapons (TNWs) along their borders. This reveals continued underlying tensions.

Russia remains the actor of primary interest to NATO members. To understand NATO's TNW posture, one must understand Soviet and post-Soviet Russian history. Subsequently, one can build an understanding of NATO's recent history, its continued concerns with Russia, and the ensuing impact on NATO's doctrine pertaining to TNWs.



2 Russia, 1980 to Present


The Red Army's reputation was first tarnished during the Soviet-Afghan War, when the Soviets withdraw after ten years of stalemate against Afghan guerrillas. The 95% Hepatitis infection rate among Afghan-deployed troops betrayed poor field conditions, discipline, and organization.[001] Also noteworthy was the Iran-Iraq War, in which Soviet-equipped and trained Iraq fought a nine year stalemate. Shortly thereafter, in the only post-Korean force-on-force conflict between Western forces and Soviet-equipped counterparts, Iraq surrendered in a matter of hours. Although a notional conflict between NATO and the Red Army may have been a closer match, the failure of Soviet doctrine and kit undermined alleged Soviet quantitative advantages and qualitative strengths.[002]

Post-Soviet forces fought noteworthy engagements in the restive Russian republic of Chechnya from 1994 to 1996, and from 1999 until the unilateral Russian victory declaration in 2009. Volumes can and have been written about the Chechen Wars, particularly the spectacular Russian failure in the Battle of Grozny. Russian troops encountered the most brutal urban environment since 1945. The Chechens employed innovative tactics:
Dudayev... created avenues of approach for the enemy to move along, stockpiled food and ammunition, organized his men into small bands of 20-50 armed with light weapons, and prepared them mentally to be cut off.[003]
Many Chechens fought as conscripts in Afghanistan, and were familiar with Russian capabilities - knowledge they exploited to devastating effect. For example, the Chechens drew Russian armor down the narrow Grozny streets, then attacked the front and rear vehicles from windows too high to be engaged by the main guns of the Russian vehicles, hemming in the remaining vehicles and infantry:
While waiting for RPG gunners to engage a target, Chechens would spray the tops of vehicles with machine gun fire, keeping infantryman buttoned-up. RPGs and Molotov cocktails were used to disable Russian vehicles, causing their occupants to dismount, usually dying nearby in a hail of machine gun fire.[004]
By contrast, the Russians were grossly unprepared for their task.
Each strike force consisted of a motorized rifle brigade. In actuality, after taking into account that units were operating at only about 30-50 percent strength, each strike force was approximately the size of a reinforced motorized rifle battalion, comprised of roughly five hundred soldiers. Most were conscripts who had a year or less of service in the Russian Army[...] It is interesting to note that the Russians had no maps of the city, and their main strategy seemed to be to simply charge forward, to get in and drive toward the center of the city[...] Only one of the four strike groups reached its objective, a few hundred meters north of the Palace. All four groups were essentially annihilated. The 131st Maykop Motorized Rifle Brigade was particularly hard hit, with all of the brigade’s officers killed in action, 20 of 26 tanks destroyed, and 102 of 120 BMPs destroyed. Most of the Spetsnaz troops surrendered to the Chechens, "... after wandering about hopelessly for three days without food, let alone any clear idea of what they were supposed to do."[005]
Echoing the Soviet dysfunction in Afghanistan, Russian field sanitation, discipline, and organization were so poor that diseases such as Hepatitis, Diptheria, and Cholera were common.[006]

Poor urban warfare performance in Grozny was of particular concern, given the memory of defensive operations in Moscow (1812) and Stalingrad (1942-1943), and the high profile Soviet victory in the Battle of Berlin. The campaigns highlighted the army's inability to police internal conflicts - the obvious implication being that Russian conventional forces could neither defend Russia, nor threaten her neighbors. Far from showcasing Russia's resurgence, it betrayed an unanticipated conventional force decay.

The next critical event was the August 2000 Kursk disaster. During a naval exercise, the Project 949A/Oscar II class submarine K-141 Kursk suffered a series of catastrophic explosions, sinking the vessel and killing its entire crew - a major blow to the morale and prestige of the submarine force. This impacted Russian nuclear confidence, as the guided missile submarine was capable of launching P-700 Granit[007] cruise missiles with nuclear warheads. This loss of confidence in

Russia's deterrent underscored the need for Russian nuclear weapons to remain on the western periphery.

These events compounded the diminished post-Cold War Russian ballistic missile submarine fleet, which currently consists of only two commissioned vessels: a Project 941 Typhoon/Akula class (TK 208 Dmitri Donskoy)[008]; and the lead Project 955/Borei class vessel (K-535 Yuriy Dolgorukiy).[009] Two additional 941 boats are allegedly being overhauled, while additional 955 boats are undergoing lengthy sea trials. While these are complimented by several antiquated Delta III and IV class boats, the inability to reliably deploy more than two modern ballistic missile submarines falls well short of the minimum four submarines needed to maintain a credible continuous at sea deterrent (CASD) posture.

The rest of Russia's submarines have also fallen on hard times. Notably, Russia is unable to deal with the hulks of her decommissioned submarines, as evidenced by the accidental sinking of the Project 627A November/Kit class K-159 in 2003.[010] Russia has been reduced to taking subsidies from international partners to fund submarine disposal efforts[011][012][013][014][015] - a national embarrassment, and reminiscent of the provisions of the Nunn-Lugar Global Cooperation Initiative.[016][017]

In 2008, an accident aboard K-152 Nerpa - a vessel due to be leased to India - took twenty lives.[018][019][020][021] In 2009, Project 791 submarines deployed off the coast of North America, but were detected - a "mission failure" according to some analysts.[022][023] Another 791 patrolled the Gulf of Mexico in 2012 before being spotted.[024] These incidents followed 2008 comments by President Dimitry Medvedev calling for submarine fleet renewal.[025][026]

Russia's surface fleet fares better, but its successes betray its inferiority compared to even the modest naval assets of some NATO members. Despite plans to expand fleet capabilities[027], Russian shipyards fail to produce new ships in appreciable numbers. Russia currently possesses a single small "heavy aircraft-carrying cruiser", the Admiral Kuznetsov; as well as a single, unreliable Kirov-class battlecruiser, the Peter the Great.[028][029] 2008 plans to recommission another Kirov, the Admiral Nakhimov, by the end of 2010 were met with skepticism by American analysts[030], and have yet to materialize.[031]

Russia has continually struggled with strategic sealift and aircraft carrier production - evidenced by the Riga/Varyag/Liaoning saga.[032] In 2011, Russia signed a deal with France to procure Mistral class assault ships.[033] This move likely aimed to cause dissent within NATO, and to procure sensitive NATO technology.[034] However, this betrayed Russia's inability to effectively build or refit warships.[035] Even the fleet's successes - for example, anti-piracy task force participation near Somalia[036], and the Kuznetsov battle group's 2011 deployment - have revealed weaknesses. Russia deploys only one warship at a time to support Combined Task Force 150, compared to multiple American warships. The Kuznetsov battle group's deployment drew only a single Royal Navy escort when transiting British waters, and the flotilla was forced to shelter near the Moray Firth due to inclement sea conditions.[037]

Russia's aging aircraft have fared slightly better, taking on renewed importance. In 2007, Tu-95 bombers flew renewed patrols in the vicinity of the American base in Guam.[038][039] Russia later resumed deterrent patrol flights, prompting escort by British and Norwegian interceptors.[040][041][042] In 2008, Tu-95 and Tu-160 aircraft participated in their largest exercise in decades, with Tu-95 aircraft launching their first live cruise missiles since 1984.[043] In 2009, Russia resumed Tu-95 patrols to bases in Cuba and Venezuela, prompting a Pentagon spokesman to remark: "That would be quite a long way for those old planes to fly."[044] Later, Il-38 maritime patrol craft overflew US Navy training exercises.[045] Despite occasional Russian proclamations about new aviation assets - for example, an "undetectable spy plane"[046] - Russia fails to field new nuclear, conventional, or dual use aircraft in sufficient numbers for credible life cycle management.

In recent years, several developments - for example, the sale of real estate to recoup funds[047], and the cancellation of new uniforms[048] - have betrayed insufficient Russian ground force resourcing. Also noteworthy is the declining quality and reliability of Russia's armored forces, in which even new tanks are believed to be qualitatively inferior to their Western counterparts.[049][050]

Many Russian units still use the T-72, despite the availability of the newer T-90.[051][052] After the 1994-1996 Chechen campaign, Russian's only major ground operation was the 2008 Georgian campaign. Although the campaign was a Russian victory, detailed analysis revealed that Russian forces relied upon "overwhelming force"[053] to overcome the volume of armored vehicles which broke down en route - a development painfully reminiscent of Chechnya.[054]

Other internal conflicts have also embarrassed the Russian army. Aside from frequent Caucasian skirmishes and occasional terrorist attacks in Russian cities, two high profile incidents - the 2002 Nord-Ost theater siege in Moscow, and the 2004 Beslan school hostage crisis in North Ossetia - resulted in conspicuously violent government responses. The inability to pacify internal disputes has both undermined the conventional threat against NATO, and motivated other aggressive policies - for example, its energetic diplomatic opposition to NATO's efforts in the Balkans.

And what of Russia's strictly nuclear systems? Although Medvedev announced a plan in 2008 to revitalize Russia's entire nuclear arsenal[055], Russian submarines are frequently incapable of successfully test launching the new Bulava ballistic missile[056][057][058][059][060] - to include a failed 2004 launch observed by President Vladimir Putin.[061] Despite several successful tests[062][063], Russia's submarine-based deterrent's overall reputation has suffered, forcing greater emphasis on Russian TNWs and intermediate range ballistic missiles (IRBMs).

Russia exports arms as an tool of both foreign and economic policy.[064][065] Although Russia exports prolifically, some recipients are conspicuous for being either rogue states, such as Iran[066] and Syria[067][068]; or else, regimes on the periphery of the international community, such as Vietnam[069][070], Venezuela[071][072] and Libya[073][074][075][076][077][078]. In several cases, such as Syria[079] and Libya[080], this practice stems both from Cold War era relationships, and from Russian attempts to secure overseas bases[081] - notably, in the Middle East.[082] These regimes are conspicuous for being pariahs to whom Western nations refuse to sell arms - in fact, they buy Russian kit because it is it the only kit available to them.

However, in addition to the incident aboard K-152, other questions have arisen regarding Russian arms export quality. In 2008, Algeria cancelled an order for MiG-29 aircraft due to poor quality control[083][084]. A 2009 Russian bid to provide Il-78 tankers to India lost to Airbus over maintenance concerns.[085] In 2008, Russia pledged to provide MiG-29 fighters to Lebanon as "military and technical assistance"[086], leading one commentator to remark, "Beware Russians with gifts".[087] Russia enjoyed record post-Soviet arms sales in 2008[088], and increased this by $800 million in 2009.[089][090] However, the condition of arms exported by Russian companies betrays more challenges than opportunities for Russia's own arsenal.

These developments reveal a Russian military - both conventional and nuclear - that falls well short of its NATO rivals. In fact, headlines discussing the state of Russia's military machine often read "The Woes of the Great Russian Army Continue"[091][092], "Red Square bash masks military ills"[093][094], "Russia's weaponry shows signs of age"[095][096], or "Russian military's roar is hollow"[097][098]. At best, Russia's military effectiveness is questioned[099][100]; at worst, then-President Medvedev expressed frustration with the state of Russia's arsenal.[101] Optimists suggest that the only solution is for the Russian military to contract in both size and ambitions[102]; pessimistic analysts suggest that the situation has "put the Kremlin on the defensive".[103]

Russia has announced rearmament plans in recent years.[104][105][106][107] These include previously noted systems, a "Russian GPS"[108], and even a new space/air-defence missile system.[109] Russia has strengthened ties with neighbors and marginal states, notably China[110], and founded an apparent rival to NATO (the Collective Security Treaty Organization[111][112]) - intending in part to exert more influence on its own neighbors.[113] Russia has attempted to influence new regions, such as the Middle East and Africa.[114] The Duma also bolstered a law governing

Russia's ability to deploy abroad.[115] These are all efforts to revive its superpower status.[116]

Russia's embarrassing inability to police internal conflicts, deploy troops abroad, or reliably launch ballistic missiles, undermines its conventional and unconventional deterrent posture. Russia's neighbors view it with suspicion, rather than fear[117]; for example, following the Georgia War, despite warnings against Georgian re-armament[118], Georgia made efforts to re-arm anyway.[119] Without the bulwark of a formidable Red Army, and without the buffer provided by the Soviet republics, nuclear weapons took on new importance as the guarantors of security and influence - particularly those peripheral weapons threatening NATO members.



3 Russia's Impact on NATO's Tactical Nuclear Assets


These factors directly influenced NATO's post-1991 strategy regarding TNW deployment. The public decay of the Red Army and the poor performance of Soviet doctrine and kit during the 1980's and early 1990's, and the perceived opportunity to end the Cold War standoff forever, was used to justify the drawdown of NATO's conventional forces. Russia's continued conventional decay underscored the desire of NATO member states' politicians and electorates to reduce force strength in favor of increased - and politically expedient - domestic spending.[120]

NATO's experience illustrates the potential drawbacks of the invisible hand of the Clausewitzian Trinity.[121] The Cold War's end convinced the non-military parties to the Clausewitzian Trinity that the international risk calculus had changed, justifying a "peace dividend" and drawdown by NATO member states' forces. By necessity, this required a greater reliance on TNWs as insurance against the unlikely event of a Russian attack. This impacted NATO's doctrine, procurements, and force strength, all of which would come to impact NATO's TNW posture.

The late 1990's saw the development of such American operational concepts as Rapid Decisive Operations[122], Objective Force[123], From the Sea[124], and Forward... From the Sea[125], which adjusted American military doctrine for a post-Cold War environment. In 1999, United States Atlantic Command was reorganized into United States Joint Forces Command and tasked with guiding the transformation of the American military into a synergistic joint force. In 2003, NATO restructured Allied Command Atlantic into Allied Command Transformation in order to adjust itself alongside its American pillar. Future expectations drew from lessons learned in the Gulf War, Somalia, and the Balkans. These operational strategies combined under the banner of "Military Transformation", itself a continuation of the late 1970's concept of a "Revolution in Military Affairs" (RMA). Transformation focused on the promise of joint and coalition interoperability to create a small, light, agile force, optimized for precision strike and low-intensity conflicts.[126]

With the Red Army marginalized, and later, Russia's conventional forces struggling, NATO member states procured less robust equipment, and less of it. During the 1990's, procurement reflected a mix of Cold War legacy purchases, and equipment optimized for Transformation. These systems also emphasized interoperability, efficiency, and enterprise-wide cost minimization, with a particular focus on maximizing NATO's C4ISR advantage. In America, this included such platforms as the F-22 Raptor; the Stryker LAV; the Seawolf class attack submarine and Littoral Combat Ship; and the M777 Howitzer.

Perhaps most notable were force reductions enacted by most NATO members. For example, the Royal Navy was nearly one hundred warships strong at the time of the Falklands War, but less than forty strong in 2011; the American Navy boasted 529 ships in 1991, compared to 285 in 2011.[127] These examples mirror enterprise-wide trends in other military branches, and in other NATO member states. As NATO welcomed new members, its area of responsibility grew; however, since 1991, most NATO members consistently fail to spend even the mandated 2% of GDP on defense.

In his 1981 BBC Reith Lecture, nuclear strategist Sir Laurence Martin remarked:
This task returns me, finally, to the American request that Western Europe and Japan reconsider their military abstention from Third World affairs. America’s allies are understandably nervous. They fear the costs of a military role: costs that would be both economic, military and, if the Soviet Union took reprisals, at best expensive in terms of the so-called dividends of détente in Europe and, at worst, raising the danger of a conflict spreading to Europe itself. Many Europeans also doubt the appropriateness of American prescriptions for the Third World and cling to the hope and belief that military intervention is neither necessary nor efficacious. Nevertheless, Europe is inevitably involved, not merely because the stakes, particularly oil, affect it but because, in a European nightmare that has been recurrent ever since the Korean War, the forces that the United States needs elsewhere may be bled from its European garrison. And never will the Europeans miss those forces more than if some Third World crisis both draws them away and raises the tension simultaneously in Europe itself.[128]
Sir Laurence's 1981 proclamations remain uncomfortably and counterintuitively relevant today; indeed, they were uncomfortably prescient, as the proverbial "elephant in the room" is the September 2001 al Qaeda terrorist attacks. With the 2001 invocation of Article 5 of the NATO charter[129], NATO forces of diminished strength were called upon both to assist their security guarantor, and to do so outside the anticipated European theater.

The fallout from 9/11 revealed NATO's own post-1991 weakness. Most publicly severe was disunity over the decision to invade Iraq, which left NATO and its aspirant members divided into supporters, neutrals, and opponents. Simultaneously,

Article 5 obligated NATO members to support the Afghan campaign, revealing operational weaknesses. Most conspicuous were the Germans, who: deployed the Kommando Specialkrafte regiment to Afghanistan for three years without sending them on a single mission[130]; consumed approximately one million liters of alcohol per year among 3,600 troops (a vice forbidden to other coalition troops)[131]; and were deemed overall "too fat to fight" once deployed.[132] In one prominent incident, elite French troops were slaughtered[133] in a formerly Italian-controlled area the BBC had referred to as "an Italian oasis" less than six months before.[134] Indeed, the French Mirage 2000D is also reputed to be the least effective combat aircraft in Afghanistan:
In all, about fourteen types of aircraft fly topcover, including American, Belgian, British, Dutch and French. JTACs here say the least desirable aircraft of those fourteen are the French M2000D. A package of two jets carries no cannon, no downlink and a total of only 4 GBU 12s. The optics aboard the aircraft are not good, and the trail aircraft spots targets with binoculars like the Red Baron.[135]
Notably, newer members of NATO, such as Lithuania[136], Romania[137], and Poland[138] have been conspicuously steadfast and effective in their support for the campaign. However, post 9/11 conditions have seen more challenge than triumph for NATO.



4 Conclusion: The Equalizing Power of the Atom


Deterrence is built upon a theoretical triad of capability, communication, and credibility. A credibility deficit is particularly dangerous in the case of a nuclear standoff. While theoretically possible, the proposition of initiating an exchange of strategic nuclear weapons based on violation of a regional "tripwire" is implausible. In order to restore credibility, the nuclear threshold must be lowered. TNWs lower the nuclear yield to a point at which nuclear weapons could conceivably be employed against conventional targets, leaving theoretical room for escalation. As the threat of early resort to nuclear weapons could lead to further escalation once salvos have been exchanged, this lower threshold reinforces credibility. As Sir Laurence notes:
The device NATO relies upon to replace this dangerous imprecision with deterrent certainty is the nuclear weapon. For the last 15 years the official doctrine for linking nuclear weapons to European security has been the so-called ‘flexible response’ employing the ‘NATO triad’ of conventional, tactical nuclear and strategic nuclear weapons. The first line of Allied resistance to conventional attack is to be conventional resistance; if that fails, tactical nuclear weapons used on the battlefield are both to reinforce the defence and raise the spectre of escalation; finally, if all else fails, weapons are to be employed more widely and ultimately ‘strategically’ against the Soviet Union.[139]
Notes John Weltman:
It should be understood, furthermore, that the revolutionary character of the nuclear weapon was not recognized at the time. Rather, use of the new weapon must be placed in the context of contemporary ideas. In the summer of 1945, the nuclear weapon was seen only as a more powerful means to carry out what had become a conventional military operation: strategic bombing directed against urban centers.[140]
Popular perception of nuclear weapons places them in a category so horrific as to separate them from conventional weapons. Despite their unique attributes, nuclear weapons represent a significant incremental advance in the progression of the implements of warfare. In essence, TNWs offer incremental capabilities beyond those of conventional assets. Owing both to their potential capabilities against conventional targets, and to their additional utility in underscoring the credibility of deterrence, TNWs require civil and military policy makers to formulate coherent plans governing their use.

One must also consider that TNWs act as a hedge against conventional attack, particularly when facing a conventionally superior enemy. The "equalizing power of the atom" allows TNW holders to deter by denial, even against overwhelmingly superior conventional forces, by rendering them theoretically irrelevant by way of "limited assured destruction". Although one party may possess unprecedented conventional assets, an opponent's ability to obliterate that capability with a handful of TNWs, without bringing conventional combat (even if the first party possesses nuclear weapons itself), deters both conventional and nuclear aggression. In fact, these were the conditions NATO faced during the Cold War.
To take tank forces as the most frequently cited index of strength, crucial to the success of a modern invading force, the Warsaw Pact’s advantage over NATO on the Central Front has risen from a superiority of 16,000 tanks to NATO’s 6,000 in 1972, to a margin of 20,000 to NATO’s 7,000 today. At the same time the Soviet Union has reversed the traditional pattern in which each new technical sophistication has usually appeared first on the Western side. Thus the Soviet Union introduced the so-called ‘fourth generation’ tank — that is, the one after the Chieftain-Leopard generation — before NATO did. Indeed, the Soviet Union produced 2,500 of these new tanks in 1980 alone, and already has more of this generation deployed than NATO plans to have by the mid-Eighties.[141]
As Sir Laurence noted, NATO forces typically enjoyed a qualitative advantage compared to the Soviets, while the Soviets matched with a quantitative advantage that NATO was never able to surmount. Nor, indeed, did the NATO members possess sufficient political will to spend national treasure to match Soviet conventional capabilities. This forced NATO to formulate a deterrent posture known as "flexible response" employing the "NATO Triad" of conventional, tactical nuclear, and strategic nuclear weapons. NATO refused to adopt a "no first use" policy, as doing so would have allowed the Soviets to invade Europe with relative impunity given the two parties' significant conventional dissimilarity. As such, NATO's doctrine involved locating TNWs as close to Warsaw Pact territory as possible:
The decision to station the Thor and Jupiter missiles overseas has been our principal public response to the Russian advances in rocketry, and perhaps our most plausible response. Because it involves our ballistic missiles it appears directly to answer the Russian rockets. Because it involves using European bases, it appears to make up for the range superiority of the Russian intercontinental missile. And most important, it directly involves the NATO powers and gives them an element of control[...] My previous comments have suggested that warning against both manned bomber and ballistic or cruise missile attack is most difficult overseas in areas close to the enemy. But this is related also to a fourth problem, namely that of active defense. The less warning, the more difficult this problem is. And the problem is a serious one, therefore, not only against ballistic missile attacks but, for example, against low altitude or various circuitous attacks by manned aircraft.[142]
This proximity was critical in 1958, and remains critical today. Moscow stations TNWs within close proximity to its borders with the NATO states, and NATO responds in kind. One reason, of course, is that this posture mirrors Moscow’s posture - a typical element of strategies on both sides of the Iron Curtain, and now the border. Another reason was noted by Wohlstetter: deploying TNWs on the border undermined the Soviet warning systems, increasing the risks tied to potential Soviet/Russian aggression. Finally, positioning NATO TNWs near the NATO members' eastern borders provided sufficient proximity to lend credibility to a theoretical TNW attack against Soviet/Russian conventional assets within minutes of an attack against a NATO member. (Noteworthy in this respect were the Jupiter IRBMs that were stationed in Turkey in 1962, which precipitated the Cuban Missile Crisis.)

Since 1991, this juxtaposition puts NATO in a paradoxical quandary. Russia's conventional decay forces it to lean heavily on its deployed TNW arsenal, forcing NATO to do the same; and, indeed, NATO's conventional drawdown necessitates this posture, as do its Afghan commitments and their corresponding revelations of NATO weaknesses. Conversely, if Russia's conventional forces regained regional or international prominence, they might exceed NATO's capabilities, forcing NATO to rely on TNWs as both a force equalizer and guarantor of nuclear escalatory credibility. In theory, greater quality control and professionalism in the submarine force could build confidence in Russia's submarine-based arsenal, allowing for redeployment of the land-based TNW arsenals. However, given Russia's goal of great power resurgence, this outcome seems unlikely.

As TNWs serve as a bulwark against conventional forces, any reduction in their importance would require investment in conventional assets, and the manpower to operate them. Between the invisible hand of the Clausewitzian Trinity, fatigue over 21st Century counterinsurgency campaigns, and recent economic conditions, the prospect of NATO member states reconstituting their atrophied conventional arsenals is, for all intents and purposes, a fantasy. The result, of course, will be a continued reliance on nuclear weapons, and the escalatory credibility of TNWs, as a force equalizer. As Sir Laurence notes:
To one persuaded like me of the need for vigorous defensive efforts, the most obvious price exacted by a strong pacifist movement is the detraction from military preparedness. But unjustified optimism about the strategic world can actually encourage policies that the disarmers themselves should condemn. The crowning example of this, I suppose, is the tendency for parsimony in military spending to drive strategy towards cheap and dangerous nuclear solutions in the way that was typified, above all, by the doctrine of Massive Retaliation.[143]
In fact, given that the lion's share of Sir Laurence's remarks continue to ring true more than three decades later, one could reasonably ask whether the value of TNWs to NATO's deterrent strategy has changed fundamentally, or merely incrementally, since 1991. Russian history before the Bolshevik Revolution, and following the Cold War, make it obvious that while Marxist ideology served as a catalyst for Soviet aggression, Soviet aggression derived from the same Realist concerns that motivated both Nicholas II and Boris Yeltsin, and which continue to motivate Vladimir Putin to this day.

NATO has endeavoured to distance itself from its TNW reliance, as evidenced by the 2010 Strategic Concept's "goal of creating the conditions for a world without nuclear weapons"[144]. As noted in the 2010 United States Nuclear Posture Review:
The United States has reduced its non-strategic (or “tactical”) nuclear weapons dramatically since the end of the Cold War. Today, it keeps only a limited number of forward deployed nuclear weapons in Europe, plus a small number of nuclear weapons stored in the United States, available for global deployment in support of extended deterrence to allies and part-ners. Russia maintains a much larger force of non-strategic nuclear weapons, a significant number of which are deployed near the territories of several North Atlantic Treaty Organization (NATO) countries and are therefore a concern to NATO.[145]
And:
A strategic dialogue with Russia will allow the United States to explain that our missile defenses and any future U.S. conventionally-armed long-range ballistic missile systems are designed to address newly emerging regional threats, and are not intended to affect the strategic balance with Russia. For its part, Russia could explain its modernization programs, clarify its current military doctrine (especially the extent to which it places importance on nuclear weapons), and discuss steps it could take to allay concerns in the West about its non-strategic nuclear arsenal, such as further consolidating its non-strategic systems in a small number of secure facilities deep within Russia.[146]
However, as Weltman notes:
The "nuclearization" of the strategic relationship between the Soviet Union and the United States was the consequence, not the cause, of the cold war.[147]
Despite numerous changes, the situation remains fundamentally similar to that which Sir Laurence discussed in 1981, and which Wohlstetter discussed in 1958. Though weakened since the height of communism, Russia remains a formidable economic and political rival to the United States and its NATO allies, largely due to its legacy possession of nuclear weapons. NATO's TNW arsenal will, then, remain an important asset reinforcing the stability of mutual deterrence for the foreseeable future.



Bibliography


[001] BACK Grau, Lester W. and Jorgensen, MAJ William A.; Medical Support in a Counter-guerrilla War: Epidemiologic Lessons Learned in the Soviet-Afghan War; U.S. Army Medical Department Journal, May-June 1995 issue; Foreign Military Studies Office; Fort Leavenworth, KS.; 1995; http://fmso.leavenworth.army.mil/documents/afgmed/afgmed.htm

[002] BACK Environmental Exposure Report: Depleted Uranium in the Gulf (II), Tab H: Friendly-fire Incidents; Office of the Secretary of Defense; 13-Dec-00; http://www.gulflink.osd.mil/du_ii/du_ii_tabh.htm

[003] BACK Reed, 1LT James; The Chechen War: Part II; Red Thrust star, July 1996 issue; S-2, 11th Armored Cavalry Regiment; Fort Irwin, CA; 1996

[004] BACK Reed, 1LT James; The Chechen War: Part II; Red Thrust star, July 1996 issue; S-2, 11th Armored Cavalry Regiment; Fort Irwin, CA; 1996

[005] BACK Orr, Michael J.; The New Year's Eve Attack on Grozny; Red Thrust star, July 1996 issue; S-2, 11th Armored Cavalry Regiment; Fort Irwin, CA; 1996

[006] BACK Grau, Lester W. and Jorgensen, William A.; Viral Hepatitis and the Russian War in Chechnya; U.S. Army Medical Department Journal, May/June 1997 issue, and Center for Army Lessons Learned Publication #98 23; Foreign Military Studies Office; Fort Leavenworth, KS; 1997; http://fmso.leavenworth.army.mil/documents/hepatiti/hepatiti.htm

[007] BACK P-700 3m-45 Granat SS-N-19 Shipwreck; Global Security; http://www.globalsecurity.org/military/world/russia/ss-n-19-specs.htm

[008] BACK RIA Novosti; No plans to retire Typhoon class subs soon - Russian military; RIA Novosti; Moscow; 30 September 2011; http://en.rian.ru/military_news/20110930/167263210.html

[009] BACK Russia Today; Finally flying colors: Yury Dolgoruky nuclear sub joins Russian Navy; Russia Today; Moscow; 10 January 2013; http://rt.com/news/yury-dolgoruky-submarine-ceremony-678/

[010] BACK Medeiros, Joao; Grounded submarine photographed with sonar; Wired.co.uk; N/A; 01 April 2010; http://www.wired.co.uk/magazine/archive/2010/05/start/grounded-submarine-photographed-with-sonar

[011] BACK Staff Writers; Japan to give 40 mln dlrs to dismantle Russian submarines: report; Agence France-Presse; Tokyo; 01 May 2009; http://www.spacewar.com/reports/Japan_to_give_40_mln_dlrs_to_dismantle_Russian_submarines_report_999.html

[012] BACK Sinitsyna, Tatyana; Living Among Dead Submarines; RIA Novosti; Moscow; 14 July 2008; http://www.spacewar.com/reports/Living_Among_Dead_Submarines_999.html

[013] BACK Sinitsyna, Tatyana; Outside View: Nuke sub disposal Part 1; United Press International; Moscow; 15 July 2008; http://www.upi.com/Business_News/Security-Industry/2008/07/15/Outside-View-Nuke-sub-disposal-Part-1/UPI-55881216134580/

[014] BACK Sinitsyna, Tatyana; Outside View: Nuke sub disposal Part 2; United Press International; Moscow; 16 July 2008; http://www.spacewar.com/reports/Outside_View_Nuke_sub_disposal_Part_2_999.html

[015] BACK Staff Writers; Russia To Scrap All Decommissioned Nuclear Submarines By 2012; RIA Novosti; Severodvinsk; 24 November 2008; http://www.spacewar.com/reports/Russia_To_Scrap_All_Decommissioned_Nuclear_Submarines_By_2012_999.html

[016] BACK N/A; DTRA USSTRATCOM Center for Combating WMD; Defense Threat Reduction Agency; Fort Belvoir; N/A; http://www.dtra.mil/Missions/nunn-lugar/nunn-lugar-home.aspx

[017] BACK N/A; NNSA Announces Equivalent of More Than 15,000 Nuclear Weapons of Russian HEU Eliminated; National Nuclear Security Administration; Washington, D.C.; 23 September 2009; http://www.nnsa.energy.gov/mediaroom/pressreleases/09.23.09

[018] BACK Staff Writers; Russian nuclear sub accident kills 20; Agence France-Presse; Vladivostok; 09 November 2008; http://www.spacewar.com/reports/Russian_nuclear_sub_accident_kills_20_999.html

[019] BACK Dana Lewis; System Failure on Russian Nuclear-Powered Submarine Suffocates 20; Fox News; New York; 09 November 2008; http://www.foxnews.com/story/0,2933,449121,00.html

[021] BACK Parfitt, Tom; Gas leak kills 20 on Russian nuclear submarine; The Guardian; Moscow; 10 November 2008; http://www.guardian.co.uk/world/2008/nov/10/russia-submarine

[022] BACK Staff Writers; Detected Russian subs 'failed' their mission: report; Agence France-Presse; Moscow; 13 August 2009; http://www.spacewar.com/reports/Detected_Russian_subs_failed_their_mission_report_999.html

[023] BACK Mazzetti, Mark and Shanker, Thom; Russian Subs Patrolling Off East Coast of U.S.; New York Times; Washington, D.C.; 04 August 2009; http://www.nytimes.com/2009/08/05/world/05patrol.html?_r=1&

[024] BACK Oliva, Leandro; Everyone Is Asking About The Russian Sub Spotted In The Gulf Of Mexico; Business Insider; N/A; 22 August 2012; http://www.businessinsider.com/everyone-is-talking-about-this-russian-sub-cruising-the-gulf-of-mexico-2012-8

[025] BACK Kramnik, Ilya; Outside View: Russia's sub fleet plans; United Press International; Moscow; 06 October 2008; http://www.spacewar.com/reports/Outside_View_Russias_sub_fleet_plans_999.html

[026] BACK Staff Writers; Russia begins construction on new nuclear sub: reports; Agence France-Presse; Moscow; 24 July 2009; http://www.spacewar.com/reports/Russia_begins_construction_on_new_nuclear_sub_reports_999.html

[027] BACK Oxford Analytica; Russia To Expand Naval Capabilities; Forbes.com; N/A; 16 April 2008; http://www.forbes.com/home/2008/04/16/russia-aircraft-carrier-cx_0417oxford.html

[028] BACK Axe, David; Coming to a Sea Near You: Giant Russian Nuke Cruiser; Wired.com; N/A; 11 September 2008; http://www.wired.com/dangerroom/2008/09/coming-soon-to/

[029] BACK RIA Novosti; Russian Warship Tests Missile Defense Capability; RIA Novosti; N/A; 20 September 2012; http://en.ria.ru/mlitary_news/20120920/176091963.html

[030] BACK Galrahn, NFN; Return of the Battlecruiser?; Information Dissemination; N/A; 10 September 2008; http://www.informationdissemination.net/2008/09/return-of-battlecruiser.html

[031] BACK RIA Novosti; Russia to refit Admiral Nakhimov nuclear cruiser after 2012; RIA Novosti; N/A; 03 December 2011; http://en.rian.ru/military_news/20111203/169272925.html

[031] BACK RIA Novosti; Russia to refit Admiral Nakhimov nuclear cruiser after 2012; RIA Novosti; N/A; 03 December 2011; http://en.rian.ru/military_news/20111203/169272925.html

[032] BACK Chang, Felix K.; Making Waves: Debates Behind China's First Aircraft Carrier; Foreign Policy Research Institute; Oct-12; http://www.fpri.org/enotes/2012/201210.chang.aircraftcarrier.pdf

[033] BACK Staff Writers; Russia plans purchase of French warship: military chief; Agence France-Presse; Moscow; 26 August 2009; http://www.spacewar.com/reports/Russia_plans_purchase_of_French_warship_military_chief_999.html

[034] BACK RIA Novosti; Mistral talks stumble over sensitive technology; RIA Novosti; Moscow; 06 May 2011; http://www.globalsecurity.org/wmd/library/news/russia/2011/russia-110506-rianovosti02.htm

[035] BACK Axe, David; Russia Scopes Fancy Imports in Window-Shopping Weapons-Buying Spree; Wired.com; N/A; 28 September 2009; http://www.wired.com/dangerroom/2009/08/russian-arms-shopping-spree-belies-decaying-industry/

[036] BACK Helmer, John; Oh Boy, Russian Navy Gives Hell To Somali Pirates; Business Insider; N/A; 06 May 2010; http://www.businessinsider.com/russian-navy-attacks-somali-pirates-2010-5

[037] BACK N/A; York completes a week shadowing Russia’s biggest warship around the British Isles; Royal Navy; N/A; 22 December 2011; http://www.royalnavy.mod.uk/News-and-Events/Latest-News/2011/December/22/111222-HMS-York-Russian

[038] BACK N/A; Russia sparks Cold War scramble; BBC World Service; N/A; 09 August 2007; http://news.bbc.co.uk/2/hi/europe/6938856.stm

[039] BACK N/A; UK jets greet Russian bombers; CNN; London; 22 August 2007; http://www.cnn.com/2007/WORLD/europe/08/22/bomber.patrol/index.html

[040] BACK N/A; UK Typhoons shadow Russian bomber; BBC World Service; N/A; 21 August 2007; http://news.bbc.co.uk/2/hi/uk_news/6957589.stm

[041] BACK N/A; UK jets shadow Russian bombers; BBC World Service; N/A; 06 September 2007; http://news.bbc.co.uk/2/hi/europe/6981541.stm

[042] BACK N/A; Royal Air Force Jets Shadow Russian Bomber Near British Air Space; Associated Press; N/A; 22 August 2007; http://www.foxnews.com/story/0,2933,293958,00.html

[043] BACK N/A; Russia revives Cold War aircraft; Washington Times; N/A; 30 October 2008; http://www.washingtontimes.com/news/2008/oct/30/russia-revives-cold-war-aircraft/

[044] BACK Staff Writers; Pentagon mocks Russian military moves in Latin America; Agence France-Presse; Washington; 16 March 2009; http://www.spacewar.com/reports/Pentagon_mocks_Russian_military_moves_in_Latin_America_999.html

[045] BACK Mount, Mike; Russian planes again fly over U.S. Navy ships; CNN; Washington; 19 March 2009; http://www.cnn.com/2009/WORLD/asiapcf/03/19/us.russia.planes/index.html

[046] BACK Staff Writers; Russia working on undetectable spy plane: air force chief; Agence France-Presse; Moscow; 05 August 2009; http://www.spacewar.com/reports/Russia_working_on_undetectable_spy_plane_air_force_chief_999.html

[047] BACK N/A; Property sell-off by Russian army; BBC World Service; N/A; 12 March 2008; http://news.bbc.co.uk/2/hi/europe/7291540.stm

[048] BACK Eke, Steven; Russian army scraps new uniforms; BBC World Service; N/A; 01 May 2009; http://news.bbc.co.uk/2/hi/europe/8029632.stm

[049] BACK Zaitsev, Yury; Outside View: Russia's tank woes Part 1; United Press International; Moscow; 31 March 2008; http://www.spacewar.com/reports/Outside_View_Russias_tank_woes_Part_1_999.html

[050] BACK Zaitsev, Yury; Outside View: Russia's tank woes Part 2; United Press International; Moscow; 01 April 2008; http://www.spacewar.com/reports/Outside_View_Russias_tank_woes_Part_2_999.html

[051] BACK Sieff, Martin; Packing A Punch With The T-72 Part One; United Press International; Washington; 28 August 2008; http://www.spacewar.com/reports/Packing_A_Punch_With_The_T-72_Part_One_999.html

[052] BACK Sieff, Martin; Packing A Punch With The T-72 Part Two; United Press International; Washington; 02 September 2008; http://www.spacewar.com/reports/Defense_Focus_T-72s_pack_punch_Part_Two_999.html

[053] BACK Axe, David; Old Russian Tanks Relied on ‘Overwhelming’ Force; Wired.com; N/A; 02 September 2008; http://www.wired.com/dangerroom/2008/09/old-russian-tan/

[054] BACK Isachenkov, Vladimir; War reveals Russian military might, weakness; Associated Press; Moscow; 18 August 2008; http://www.armytimes.com/news/2008/08/ap_russia_military_081808/

[055] BACK N/A; Russia to upgrade nuclear systems; BBC World Service; N/A; 26 September 2008; http://news.bbc.co.uk/2/hi/europe/7638356.stm

[056] BACK N/A; Russian Ballistic Missile Test Fails; Associated Press; N/A; 16 July 2009; http://www.foxnews.com/story/0,2933,533204,00.html

[057] BACK Staff Writers; New Russian sea-based missile fails again in test: report; Agence France-Presse; Moscow; 23 December 2008; http://www.spacewar.com/reports/New_Russian_sea-based_missile_fails_again_in_test_report_999.html

[058] BACK Staff Writers; Russia stunned by missile failure setback; Agence France-Presse; Moscow; 17 July 2009; http://www.spacewar.com/reports/Russia_stunned_by_missile_failure_setback_999.html

[059] BACK Staff Writers; Russia interncontinental missile test fails again: ministry; Agence France-Presse; Moscow; 16 July 2009; http://www.spacewar.com/reports/Russia_interncontinental_missile_test_fails_again_ministry_999.html

[060] BACK Staff Writers; Russian missile designer quits after test failures; Agence France-Presse; Moscow; 22 July 2009; http://www.spacewar.com/reports/Russian_missile_designer_quits_after_test_failures_999.html

[061] BACK N/A; Day at sea turns sour for Putin as Russia fails to launch missile; Agence France-Presse; Moscow; 17 February 2004; http://www.spacewar.com/2004/040217164152.pa3knwh6.html

[062] BACK Staff Writers; Russia test fires strategic missile: navy; Agence France-Presse; Moscow; 01 August 2008; http://www.spacewar.com/reports/Russia_test_fires_strategic_missile_navy_999.html

[063] BACK Staff Writers; Russian sub test fires ballistic missile: navy spokesman; Agence France-Presse; Moscow; 17 December 2007; http://www.spacewar.com/reports/Russian_sub_test_fires_ballistic_missile_navy_spokesman_999.html

[064] BACK Sieff, Martin; A Growing Edge In Russian Military Sales Part One; United Press International; Washington, D.C.; 14 December 2007; http://www.spacewar.com/reports/A_Growing_Edge_In_Russian_Military_Sales_Part_One_999.html

[065] BACK Sieff, Martin; A Growing Edge In Russian Military Sales Part Two; United Press International; Washington, D.C.; 17 December 2007; http://www.indodaily.com/reports/A_Growing_Edge_To_Russian_Military_Sales_Part_Two_999.html

[066] BACK Staff Writers; Iranian defence minister in Russia on missile quest; Agence France-Presse; Moscow; 17 February 2009; http://www.spacewar.com/reports/Iranian_defence_minister_in_Russia_on_missile_quest_999.html

[067] BACK Staff Writers; Russia Says Ready To Supply Syria With Defensive Weapons; RIA Novosti; Moscow; 27 August 2008; http://www.spacewar.com/reports/Russia_Says_Ready_To_Supply_Syria_With_Defensive_Weapons_999.html

[068] BACK N/A; Russia eyes new Syria arms deal; BBC World Service; N/A; 21 August 2008; http://news.bbc.co.uk/2/hi/middle_east/7574311.stm

[069] BACK Staff Writers; Russia to build 12 fighter jets for Vietnam: report; AFP; Moscow; 14 May 2009; http://www.spacewar.com/reports/Russia_to_build_12_fighter_jets_for_Vietnam_report_999.html

[070] BACK N/A; Vietnam Orders Fleet of Russian Subs, Sending Message to China; Fox News; N/A; 07 May 2009; http://www.foxnews.com/story/0,2933,519341,00.html

[071] BACK Staff Writers; Chavez announces Russian missile purchase; AFP; Caracas; 12 September 2009; http://www.spacewar.com/reports/Chavez_announces_Russian_missile_purchase_999.html

[072] BACK Hodge, Nathan; Venezuela’s ‘Shop ’til You Drop’ Deal with Russia; Wired.com; N/A; 14 September 2009; http://www.wired.com/dangerroom/2009/09/venezuelas-shop-til-you-drop-deal-with-russia/

[073] BACK N/A; Vladimir Putin Found Substitute for Algeria; Kommersant; Moscow; 16 April 2008; http://www.kommersant.com/p882877/The_visit_of_Vladimir_Putin_to_Libya/

[074] BACK Staff Writers; Kadhafi to visit Russia, arms on the agenda: report; AFP; Moscow; 20 October 2008; http://www.spacewar.com/reports/Kadhafi_to_visit_Russia_arms_on_the_agenda_report_999.html

[075] BACK Staff Writers; Libya eyes new Russian jet fighters; UPI; Tripoli; 19 October 2009; http://www.spacewar.com/reports/Libya_eyes_new_Russian_jet_fighters_999.html

[076] BACK Staff Writers; Libya Negotiates Weapons Deal With Russia; AFP; Moscow; 31 July 2008; http://www.spacewar.com/reports/Libya_Negotiates_Weapons_Deal_With_Russia_999.html

[077] BACK Staff Writers; Russia Set To Modernize Libya's Soviet-Era Tanks; RIA Novosti; Moscow; 18 August 2009; http://www.spacewar.com/reports/Russia_Set_To_Modernize_Libya_Soviet_Era_Tanks_999.html

[078] BACK Staff Writers; Russia selling surface-to-air missiles to Libya, Syria: report; AFP; Moscow; 26 December 2008; http://www.spacewar.com/reports/Russia_selling_surface-to-air_missiles_to_Libya_Syria_report_999.html

[079] BACK N/A; Russia to use Syrian ports; UPI; Tartus; 19 September 2008; http://www.upi.com/Top_News/2008/09/19/Sources-Russian-warships-in-Syrian-port/UPI-23521221842003/

[080] BACK Staff Writers; Libya offers to host Russian military base: report; AFP; Moscow; 31 October 2008; http://www.spacewar.com/reports/Libya_offers_to_host_Russian_military_base_report_999.html

[081] BACK Sieff, Martin; Russia May Revive Yemeni Naval Base; UPI; Washington, D.C.; 21 October 2008; http://www.spacewar.com/reports/Russia_May_Revive_Yemeni_Naval_Base_999.html

[082] BACK Petrov, Nikita; Russian Weapons In The Middle East; RIA Novosti; Moscow; 28 August 2008; http://www.spacewar.com/reports/Russian_Weapons_In_The_Middle_East_999.html

[083] BACK Staff Writers; MiG probe undercuts Russia's arms push; UPI; Moscow; 21 September 2009; http://www.spacewar.com/reports/MiG_probe_undercuts_Russias_arms_push_999.html

[084] BACK Petrov, Nikita; The Algeria MiG Row And Russian Quality Assurance; UPI; Moscow; 26 February 2008; http://www.spacewar.com/reports/The_Algeria_MiG_Row_And_Russian_Quality_Assurance_999.html

[085] BACK Staff Writers; India Rejects Russian Aerial Tankers Over Poor Maintenance; RIA Novosti; New Delhi; 29 May 2009; http://www.spacewar.com/reports/India_Rejects_Russian_Aerial_Tankers_Over_Poor_Maintenance_999.html

[086] BACK N/A; Russia 'to give' Lebanon war jets; BBC World Service; N/A; 17 December 2008; http://news.bbc.co.uk/2/hi/middle_east/7788351.stm

[087] BACK Salhani, Claude; Analysis: Beware of Russians with gifts; UPI; Washington, D.C.; 22 December 2008; http://www.spacewar.com/reports/Analysis_Beware_of_Russians_with_gifts_999.html

[088] BACK Staff Writers; Russia 2008 arms sales post-Soviet record: Medvedev; AFP; Moscow; 10 February 2009; http://www.spacewar.com/reports/Russia_2008_arms_sales_post-Soviet_record_Medvedev_999.html

[089] BACK Staff Writers; Russian Arms Exports Grow By 800 Million Dollars In 2009; RIA Novosti; Moscow; 28 May 2009; http://www.spacewar.com/reports/Russian_Arms_Exports_Grow_By_800_Million_Dollars_In_2009_999.html

[090] BACK Sieff, Martin; Russia Expects To Export $7B In Arms During 2009; UPI; Washington, D.C.; 04 May 2009; http://www.spacewar.com/reports/Russia_Defense_Watch_7B_arms-sales_plan_999.html

[091] BACK Petrov, Nikita; The Woes Of The Great Russian Army Continue Part One; UPI; Moscow; 12 September 2008; http://www.spacewar.com/reports/The_Woes_Of_The_Great_Russian_Army_Continue_Part_One_999.html

[092] BACK Petrov, Nikita; The Woes Of The Great Russian Army Continue Part Two; UPI; Moscow; 15 September 2008; http://www.spacewar.com/reports/The_Woes_Of_The_Great_Russian_Army_Continue_Part_Two_999.html

[093] BACK Staff Writers; Red Square bash masks military ills: analysts; AFP; Moscow; 05 May 2008; http://www.spacewar.com/reports/Red_Square_bash_masks_military_ills_analysts_999.html

[094] BACK N/A; Experts Say Red Square Parade Masks Weakened Russia Military; AP; N/A; 05 May 2008; http://www.foxnews.com/story/0,2933,354245,00.html

[095] BACK N/A; Russia's weaponry shows signs of age; PR Inside; Moscow; 18 July 2008; http://www.pr-inside.com/russia-s-weaponry-shows-signs-of-age-r710607.htm

[096] BACK N/A; Russia still has an aging arsenal; Associated Press; Zhukovsky; 20 July 2008; http://www.iht.com/articles/ap/2008/07/18/europe/EU-FEA-Russia-Aging-Arsenals.php?page=1

[097] BACK Staff Writers; Russian military's roar is hollow: analysts; AFP; Moscow; 14 February 2008; http://www.spacewar.com/reports/Russian_militarys_roar_is_hollow_analysts_999.html

[098] BACK Sieff, Martin; Russian Military Machine Running On Fumes Part Two; UPI; Washington, D.C.; 20 October 2008; http://www.spacewar.com/reports/Russian_Military_Machine_Running_On_Fumes_Part_Two_999.html

[099] BACK Katz, Mark N.; Is Russia Strong Or Weak; UPI; Washington; 10 July 2006; http://www.spacewar.com/reports/Is_Russia_Strong_Or_Weak_999.html

[100] BACK Rodgers, James; Problems beset Russia army reform; BBC World Service; N/A; 17 August 2009; http://news.bbc.co.uk/2/hi/europe/8204941.stm

[101] BACK Staff Writers; Medvedev unhappy with quality of Russian weapons; Moscow; AFP; 26 October 2009; http://www.spacewar.com/reports/Medvedev_unhappy_with_quality_of_Russian_weapons_999.html

[102] BACK Cohen, Ariel; Reforming The Russian Military Machine Means A Smaller Army; UPI; Washington; 11 December 2008; http://www.spacewar.com/reports/Reforming_The_Russian_Military_Machine_Means_A_Smaller_Army_999.html

[103] BACK Arnold, Chloe; Russia: Crumbling Military Puts Kremlin On The Defensive; Radio Free Europe/Radio Liberty; N/A; 25 February 2008; http://www.rferl.org/content/article/1079535.html

[104] BACK N/A; Russia announces rearmament plan; BBC World Service; N/A; 17 March 2009; http://news.bbc.co.uk/2/hi/europe/7947824.stm

[105] BACK N/A; Russia announces major arms buildup; CNN; Moscow; 17 March 2009; http://www.cnn.com/2009/WORLD/europe/03/17/russia.rearmament/index.html

[106] BACK Staff Writers; Russia Spends Up On Rearmament, Eyes News Missiles, US Not Worried; AFP; Moscow; 17 March 2009; http://www.spacewar.com/reports/Russia_Spends_Up_On_Rearmament_Eyes_News_Missiles_US_Not_Worried_999.html

[107] BACK Harding, Luke; Russia announces new arms race; The Guardian; Moscow; 17 March 2009; http://www.guardian.co.uk/world/2009/mar/17/russia-nato-medvedev-rearms

[108] BACK N/A; Russia Launches 3 Satellites to Expand its Space Navigation System; Fox News; N/A; 25 December 2007; http://www.foxnews.com/story/0,2933,318266,00.html

[109] BACK Staff Writers; Russia building new 'star wars' missiles: air force; AFP; Moscow; 11 August 2009; http://www.spacewar.com/reports/Russia_building_new_star_wars_missiles_air_force_999.html

[110] BACK N/A; In pictures: Russia-China war games; BBC; N/A; 17 August 2007; http://news.bbc.co.uk/2/hi/in_pictures/6951370.stm

[111] BACK N/A; Post-Soviet nations to form military force; CNN; Moscow; 04 February 2009; http://www.cnn.com/2009/WORLD/europe/02/04/russia.collective.military/index.html

[112] BACK Staff Writers; Ex-Soviet states meet for 'Russian NATO' summit; AFP; Cholpon-Ata; 31 July 2009; http://www.spacewar.com/reports/Ex-Soviet_states_meet_for_Russian_NATO_summit_999.html

[113] BACK N/A; Russia keeps close watch on neighbours; BBC World Service; N/A; 05 August 2009; http://news.bbc.co.uk/2/hi/europe/8185655.stm

[114] BACK Filatova, Irina; Russia's plans for Africa; The Guardian; N/A; 26 June 2009; http://www.guardian.co.uk/commentisfree/2009/jun/26/russia-africa-dmitry-medvedev

[115] BACK Staff Writers; Russia to bolster law on using military abroad: Kremlin; AFP; Moscow; 10 August 2009; http://www.spacewar.com/reports/Russia_to_bolster_law_on_using_military_abroad_Kremlin_999.html

[116] BACK N/A; Q&A: The return of the Russian superpower?; CNN; Moscow; 18 May 2009; http://www.cnn.com/2009/WORLD/europe/05/07/russia.analysis.chance/index.html

[117] BACK Kendall, Bridget; Russia's neighbours go their own way; BBC World Service; N/A; 21 August 2008; http://news.bbc.co.uk/1/hi/world/europe/7575813.stm

[118] BACK Harding, Luke; Russia says it will take 'concrete steps' over any US attempt to rearm Georgia; The Guardian; Moscow; 23 July 2009; http://www.guardian.co.uk/world/2009/jul/23/russia-warns-us-over-georgia

[119] BACK Staff Writers; Georgia rearming to prepare new 'aggression': Russia; AFP; Moscow; 05 August 2009; http://www.spacewar.com/reports/Georgia_rearming_to_prepare_new_aggression_Russia_999.html

[120] BACK Dorman, Dr. Andrew; Overstretch: Modern Army's weakness; BBC News; 16-Jun-05; http://news.bbc.co.uk/1/hi/uk/4097828.stm

[121] BACK von Clausewitz, Carl; On War, Book I: On the Nature of War, Chapter 1: What is War?, Item #28; http://www.clausewitz.com/readings/OnWar1873/BK1ch01.html

[122] BACK Bohnemann, MAJ Edward T., USA; Rapid, Decisive Operations: The Execution of Operational Art by a Standing Joint Task Force; School of Advanced Military Studies, United States Army Command and General Staff College; Fort Leavenworth, Kansas; 24 June 2005; http://www.dtic.mil/cgi-bin/GetTRDoc?AD=ADA403628

[123] BACK N/A; Operational Army: Objective Force; United States Army; N/A; 25 June 1905; http://www.army.mil/aps/2003/realizing/transformation/operational/objective/index.html

[124] BACK N/A; From the Sea; Department of the Navy; N/A; 14 June 1905; http://www.dtic.mil/jv2010/navy/b014.pdf

[125] BACK N/A; Forward... From the Sea; Department of the Navy; N/A; 17 June 1905; http://www.dtic.mil/jv2010/navy/b014.pdf

[126] BACK Sloan, Elinor; Modern Military Strategy; Routledge; New York; 04 July 1905; Chapter 4, Joint Theory and Military Transformation

[127] BACK N/A; U.S. Navy Active Ship Force Levels, 1886-present; United States Navy; N/A; 04 July 1905; http://www.history.navy.mil/branches/org9-4.htm

[128] BACK Martin, Sir Laurence; The Two-Edged Sword, Lecture 4: Conflicts of the Third World; Reith Lecture Series; BBC; 1981

[129] BACK The North Atlantic Treaty; Washington, D.C.; 04-Apr-49; http://www.nato.int/cps/en/natolive/official_texts_17120.htm

[130] BACK Starkey, Jerome; They came, they saw, then left the Afghan war without a single mission; The Scotsman; N/A; 08 October 2008; http://www.jeromestarkey.com/post/86100335/they-came-they-saw-then-left-the-afghan-war-without-a-si

[131] BACK Connolly, Kate; Troops' beer allowance a headache for Germans; The Guardian; Berlin; 15 November 2008; http://www.guardian.co.uk/world/2008/nov/15/germany-afghanistan-beer

[132] BACK N/A; German Soldiers Deemed 'Too Fat to Fight'; London Times; N/A; 03 December 2008; http://www.foxnews.com/story/0,2933,460905,00.html

[133] BACK Yon, Michael; The Road to Hell; Michael Yon Online Dispatches; Afghanistan; 13 October 2008; http://www.michaelyon-online.com/the-road-to-hell.htm

[134] BACK Leithead, Alastair; An Italian oasis in Afghanistan;, BBC World Service; BBC World Service; Sarobi, Afghanistan; 26 May 2008; http://news.bbc.co.uk/1/hi/world/south_asia/7419925.stm

[135] BACK Yon, Michael; Bad Medicine; Michael Yon Online Dispatches; Helmand Province, Afghanistan; 24 August 2009; http://www.michaelyon-online.com/bad-medicine.htm

[136] BACK Yon, Michael; Searching for Kuchi & Finding Lizards; Michael Yon Online Dispatches; Ghor Province, Afghanistan; 13 July 2009; http://www.michaelyon-online.com/searching-for-kuchi-finding-lizards.htm

[137] BACK N/A; Romanian President to Send More Troops to Afghanistan; Associated Press; N/A; 10 August 2006; http://www.foxnews.com/story/0,2933,207796,00.html

[138] BACK N/A; Polish Military Congingent in Afghanistan; Polish Ministry of Defense; N/A; N/A; http://www.isaf.wp.mil.pl/en/index.html

[139] BACK Martin, Sir Laurence; The Two-Edged Sword, Lecture 3: Shadow Over Europe; Reith Lecture Series; BBC; 1981

[140] BACK Weltman, John J.; World Politics and the Evolution of War; The Johns Hopkins University Press; Baltimore, Maryland; 1995; p. 141

[141] BACK Martin, Sir Laurence; The Two-Edged Sword, Lecture 3: Shadow Over Europe; Reith Lecture Series; BBC; 1981

[142] BACK Wohlsetter, Albert; The Delicate Balance of Terror; RAND Corporation; Santa Monica, CA; 1958; http://www.rand.org/about/history/wohlstetter/P1472/P1472.html

[143] BACK Martin, Sir Laurence; The Two-Edged Sword, Lecture 6: Who's Moving the Goal Post?; Reith Lecture Series; BBC; 1981

[144] BACK Active Engagement, Modern Defence: Strategic Concept for the Defence and Security of the Members of the North Atlantic Treaty Organisation adopted by Heads of State and Government in Lisbon; 19-Nov-10; http://www.nato.int/cps/en/natolive/official_texts_68580.htm

[145] BACK 2010 United States Nuclear Posture Review, p. 27; http://www.defense.gov/npr/docs/2010%20Nuclear%20Posture%20Review%20Report.pdf

[146] BACK 2010 United States Nuclear Posture Review, p. 28-29; http://www.defense.gov/npr/docs/2010%20Nuclear%20Posture%20Review%20Report.pdf

[147] BACK Weltman, John J.; World Politics and the Evolution of War; The Johns Hopkins University Press; Baltimore, Maryland; 1995; p. 136

Friday, October 25, 2013

Writing Sample: Strategic Intelligence Term Paper

Note: This is the term paper I submitted to E for Strategic Intelligence about this time last year. As I read through it, I'm tempted to update it and correct a few formatting errors, but instead I'm publishing it as is.

* * *

"Assess the strengths and
weaknesses of technology in
comparison with HUMINT."




1 Introduction


In a sense, all intelligence is human intelligence. Regardless of the method of collection, the platform, or the system of analysis, intelligence is the focused study of inherently human factors, actions, reactions, and behaviors. At its core, the purpose of each and every intelligence operation is to discover the prior actions, or predict the future actions and reactions, of humans.

Regardless of this philosophical observation, intelligence has become an increasingly technical field, with constantly increasing emphasis placed upon intelligence disciplines other than direct interaction between intelligence professionals and human sources. As a result, intelligence is increasingly divided between HUMINT and other, more technical fields. Chief among these are several key disciplines: signals intelligence (SIGINT); geospatial intelligence (GEOINT); and imagery intelligence (IMINT), itself a subset of GEOINT. These disciplines, like HUMINT itself, are subject to a variety of inherent strengths and weaknesses, both of which place limits on their ultimate effectiveness.

In order to analyze the relative strengths of these technical disciplines relative to HUMINT, this study will analyze each major discipline in detail, and provide additional reflections drawn from case studies from the recent history of intelligence operations. Special concluding attention shall be paid to the intelligence estimates of Iraq prior to the coalition invasion of 2003, and to the May 2011 American raid in Abbottabad, Pakistan.



2 SIGINT


Assuming that one discounts such methods as mountain observation points and hot air balloons, the earliest technical method of intelligence collection is SIGINT. Military forces were among the earliest parties to utilize the new technologies developed during the industrial revolution. This included the first use of electrical telegraphy in the Crimean War[2.01], followed by the first practical use of wireless telegraphy by the end of the 19th century, and transmission of sound via radio by the end of 1900. Although terms such as "information warfare", "electronic warfare", and "signals intelligence" are generally considered modern disciplines dating back only to World War II, their genesis dates back as far as World War I, when the laying and defense of telegraph lines (or, conversely, the tapping and/or destruction of enemy lines) played an important role in the conduct of warfare for both sides.[2.02]

These early examples provide several key illustrations of the strengths and weaknesses of signals, and the corresponding weaknesses and strengths of SIGINT. First and foremost, in order to be useful to the users, signals must be accessible - a signal is useless if the recipient is unable to receive it. The result is that in order to be effective, signals require some degree of vulnerability, with puts them at risk of interception: cables can be tapped, and wireless signals such as radio and microwave transmissions can be intercepted.

These vulnerabilities demonstrate a second weakness of signals that presents a challenge to both signal originators, and intelligence practitioners: the requirement for security measures. Should parties sending signals wish to mitigate the risk of interception, the primary method (save for physically guarding closed circuit transmission lines) is encryption. Although generally used to describe electronic means of encoding signals, encryption can be more generally defined as a system whereby both sender and receiver (these roles being reciprocal in two-way communications) employ a system to convert messages from "plaintext" - plain, direct language - to an alternate form discernible only to the communicating parties.

For those attempting secure communication, this presents a complex challenge prior to, during, and following any communication. As security technologist Bruce Schneier notes, "keys have to be produced, guarded, transported, used and then destroyed"[2.03] - a time consuming and expensive process. While some methods of encryption (notably one-time pads) have been demonstrated to be entirely effective when used correctly, weaknesses in encryption methodology, weak codes, or failure to follow security procedures can introduce vulnerabilities to the system, making it possible for SIGINT practitioners to decode intercepted signals. Historical examples of this include the British government's successful cryptoanalytic efforts relative to the German Enigma machines in World War II; Operation Ivy Bells, the United States' operation to tap Soviet undersea communications cables in the Sea of Okhotsk; and the American detention and prosecution of La Red Avispa/the "Cuban Five" based upon decrypted signals from the Atención numbers station.

Numbers stations provide an excellent object lesson in the relative strengths and weaknesses of signals and SIGINT. In fact, the case of the Cuban Five is an excellent illustration of these phenomena. As noted by Brent Sokol of the Miami News Times:
[T]he simplicity of a numbers station also is its strength. Unlike telephone, e-mail, and Net connections, receiving a radio signal leaves no fingerprint, no hint as to where the recipient might be physically located. And with the numbers-to-letters code known only to the spy and his handlers -- and with that code changing with each broadcast -- the secret messages they contain are theoretically unbreakable. Unbreakable, that is, unless you were able to make a copy of the same computer decryption program, which is exactly what FBI agents did in 1995 as they surreptitiously broke into at least one of the spies' apartments, allowing them to subsequently decipher the shortwave broadcasts the unknowing Cubans continued to receive until they were arrested in September 1998.[2.04]
In fact, even if the FBI had not identified and surveilled the Cuban Five, the operators of the Atención station have made mistakes that undermine even the best tradecraft of field agents. Most notable among these are playing the audio intro from Radio Havana Cuba (RHC) on Atención; or playing Atención on the same frequency as RHC, and vice versa.[2.05][2.06] While these mistakes alone would compromise neither signals nor field agents, poor attention to detail by signallers suggests systematically sloppy tradecraft, the surest way to compromise the security of otherwise strong signal encryption. Thus, while perfect tradecraft can prevent (or substantially complicate) decryption by SIGINT practitioners, perfect tradecraft is rare, offering SIGINT practitioners an occasional advantage.

Long-term study of numbers stations around the world betrays another weakness of signals: triangulation. Wireless signals, and particularly radio signals, can be triangulated, allowing SIGINT practitioners to determine the location in which signals originate. In the event that field agents are called upon to transmit signals from their positions, the host nation's ability to triangulate a signal's point of origin can lead to a compromise of either the agent or the signal itself. In fact, this vulnerability formed a central story element in John Le Carré's 1965 novel The Looking Glass War[2.07]. This phenomenon has become even more useful to SIGINT practitioners with the advent of mobile telephones.

At the same time, triangulation betrays another drawback of SIGINT: while some signals can be intercepted from great distances, most require the surreptitious listener to operate - or, at very least, position equipment - in relatively close proximity to the point of transmission. One can imagine the sheer logistical challenges of deploying, operating, and maintaining listening equipment in even a relatively small theater of operations, such as Afghanistan or the Balkans. Given the likely wheat-to-chaff ratio from such a gargantuan endeavour, the analytical requirements alone would be staggering. This serves to reiterate the previous point: when combined with solid tradecraft on the part of those under surveillance, SIGINT practitioners will find themselves at a disadvantage with respect to the collection, interpretation, and analysis of signals. One recent example of this is the April 2001 Hainan Island incident, in which a U.S. Navy EP-3E ARIES II signals reconnaissance aircraft was forced to make a crash landing on the Chinese island of Hainan after a mid-air collision with an overzealous Chinese J-8IIM interceptor. Although the American aircraft was flying in international airspace, its mission required it to fly near Chinese territory in order to collect its signals.

For intelligence agencies and officers, encryption - whether by tradecraft or by technology - is challenging and resource-intensive. In the case of encryption based upon technology, it can also be extremely expensive, particularly if an opponent overcomes the encryption system, requiring it to be abandoned. One illustration of this is the 2009 revelation that insurgents in Iraq had been able to intercept the unencrypted video feeds from UAVs.[2.08] While this vulnerability was allegedly known by military, the sacrifice of encrypting the high-bandwidth feeds[2.09], beyond posing the aforementioned challenge of credential management[2.03], would have caused significant operational drawbacks:
For years, the video from UAV was unencrypted. This was to save communications capacity ("bandwidth"), which was always in short supply. To encrypt the video would require more bandwidth, and specialized equipment on the UAVs and ground receivers. There would also be a slight delay for the guys on the ground using the video. For all these reasons, the video remained unencrypted.[2.10]
Conversely, decryption by SIGINT practitioners is also difficult, resource-intensive, and extremely expensive, as evidenced by the infrastructure and staffs employed by the National Security Agency (NSA) in the United States and Government Communications Headquarters (GCHQ) in the United Kingdom.



3 GEOINT


GEOINT and its subset, IMINT, saw their effective genesis in World War II following the use of hot air balloons in the 19th Century and early aerial reconnaissance in World War I. Aviation having matured substantially during the interwar years, aerial reconnaissance in World War II was increasingly sophisticated, with armed and eventually fighter-escorted bombers re-equipped with cameras to provide aerial reconnaissance of potential target areas. These were succeeded early in the Cold War by specialized reconnaissance aircraft - "spy planes" - such as the U2 Dragon Lady and the SR-71. These and other aircraft, while unarmed, were designed for extreme high altitude flight. Their capabilities were eventually complemented, and ultimately overtaken and largely succeeded, by reconnaissance satellites, although the U2's capabilities and a lack of viable gap-filling replacements continue to prolong its operational lifespan.

As with SIGINT, GEOINT offer specific advantages and disadvantages to producers and consumers of strategic intelligence. For the potential subjects of GEOINT, GEOINT is exceptionally difficult to escape from. While the actual products of GEOINT are generally classified, some are known publicly. A few prominent open source examples from the last several years include:

  • In 2007, an open source satellite photographed a new Chinese Type 094 ballistic missile submarine.[3.01]
  • In 2007, Microsoft's Virtual Earth mapping service revealed an aerial image of an Ohio class ballistic missile submarine's exposed propeller, the design of which is classified.[3.02]
  • Open source satellite imagery has been studied extensively since the September 2007 Israeli air strike that destroyed a suspected Syrian nuclear facility. Open source analysts have compared pictures of the facility both before and after the attack, as well as subsequent open source GEOINT resources that suggest a hasty demolition, cleanup, and burial at the site.[3.03][3.04]
  • In 2008, an open source satellite photographed a Chinese Type 094 submarine, as well as new features at a Chinese naval base on Hainan Island.[3.05]
  • In 2009, Google Earth alerted open source GEOINT practitioners to the presence and new construction of Iran's previously clandestine Fordow uranium enrichment facility, located near the Iranian holy city of Qom.[3.06]
  • In 2012, publicly available satellite imagery revealed exterior water drainage and additional changes in appearance at Iran's Parchin nuclear site, suggesting that the Iranian government had carried out some type of testing at the site before cleaning it to eliminate evidence of illicit, possibly nuclear-related activities.[3.07]

    These cases represent a mere handful of publicly known cases of open source GEOINT betraying the national security secrets of a variety of major players in international affairs. If one considers the resources, including manpower, training, and equipment, that are available to the American National Reconnaissance Office (NRO) and National Geospatial-Intelligence Agency (NGA), and extrapolates the resources that are likely available to such other nations as Russia and China, the obvious conclusion must be that very little of strategic importance must take place on the face of the planet without first- and second-tier international powers finding out about it in due course of time. This betrays two of the challenges faced by GEOINT practitioners: location, and time.

    The case of the Iranian nuclear program is an excellent demonstration of the former, as the Iranian government has elected to tunnel deep into mountains and underground in order to protect nuclear sites from aerial bombardment, but also to protect those same sites from the prying eyes of Western GEOINT assets. A second example took place following the aforementioned Hainan Island incident, when the Chinese military used shrouds to obscure their exploitation teams' efforts from American GEOINT assets. In addition, orbiting satellites are observable from the Earth's surface, allowing their orbits to be determined - a phenomenon dramatized in the 1992 film Patriot Games. Accordingly, parties who expect attention from rival GEOINT practitioners are likely to adjust to the expectation that someone is trying to observe their movements and actions, potentially catching them in the midst of hostile acts.

    The latter factor - time - is another potential weakness of GEOINT. One of the reasons why the aforementioned U2 aircraft are currently expected to remain operational for at least another decade is that despite the strengths of satellite-based GEOINT, U2 observation flights can be scrambled to an area of interest in short order, whereas altering a satellite's existing orbital pattern can be cost- or operationally-prohibitive. Even unmanned aerial vehicles (UAVs), which boast much longer "orbital times" (airborne time on station), are incapable of lingering forever. In a limitation similar to the need to position SIGINT assets within proximity of a signal in order to capture it, GEOINT assets must be above a position of interest in order to capture events there; by way of illustration, an orbital observation platform passing over Severomorsk at 13:00 UTC is incapable of observing a ballistic missile test launch at Tonghae at 13:05. The result is a complex and imperfect dance in which GEOINT platforms overlap in their routes as well as possible, otherwise leaving gaps in coverage.

    GEOINT products also tend to be time-sensitive. In some ways, this can be helpful: for example, GEOINT products showing the aforementioned Syrian site on 05 September 2006 might be useless on their own, but would become substantially more relevant when compared to imagery from the same location on 05 September 2007 (the day before the Israeli air strike), 07 September 2007 (immediately following the strike), and six months thereafter. By contrast, however, GEOINT products showing the location of a Taliban encampment on Monday might be worthless if planning a military strike on the same location for Wednesday. While significant investment in GEOINT resources since their rise to prominence has allowed for a substantial improvement in the capacity for maintaining strategic, operational, and tactical situational awareness, limitations endure.

    Another historic strength of GEOINT platforms - their relative invulnerability - may also be coming to an end. Three nations (the United States, the Soviet Union, and China) have worked to develop anti-satellite technology. To date, the United States has destroyed two satellites in what amount to proof-of-concept tests: a U.S. Air Force F-15 Eagle destroyed the P78-1 Solwind satellite using an ASM-135 ASAT missile on 13 September 1985, and the U.S. Navy cruiser USS Lake Erie destroyed the USA-193 satellite using a modified RIM-161 SM3 missile on 21 February 2008. The second event is believed by some to have been carried out in part as a response to China's own 11 January 2007 test of a modified DF-21 ballistic missile repurposed as a kinetic kill vehicle, which was used to destroy the Chinese FY-1C weather satellite. Given that USA-193 and FY-1C could both have been considered GEOINT assets (USA-193 by design, FY-1C by overall capability), the prospects for the future targeting of GEOINT-dedicated satellites for destruction by hostile rivals is obvious.

    GEOINT also suffers from a sort of ad hoc dichotomy: while photographs do not lie, their interpretation can indeed misinform the GEOINT analyst tasked with deciding what a photograph entails. By way of illustration, one virtue of orbital photography is that it prevents a covert agent from having to infiltrate an enemy ballistic missile base to count delivery vehicles; but this separation could potentially allow said enemy to fabricate false "Quaker Missiles" in the same vein as the American Civil War practice of creating so-called "Quaker Guns" by painting logs black to make them appear to be artillery pieces. An amusing real world example of this phenomenon is a former building at the center of the courtyard within the Pentagon that Soviet intelligence once speculated may have been the entrance to an underground bunker, but which was actually the Ground Zero Cafe, a snack bar for Pentagon employees.[3.08] Although GEOINT platforms include additional capabilities, such as infrared, thermal, and radar, the added capabilities of these systems are not entirely capable of eliminating the fog of war. Not unlike reading the Bible, GEOINT products require careful interpretation, and misinterpretation can be extremely costly.

    GEOINT, like SIGINT, is exceptionally costly. Reconnaissance satellites are among the most sophisticated machines ever created by man, and their launch alone can cost billions of dollars. According to some estimates, launching a satellite costs between $10,000 and $13,000 per pound, and the aforementioned orbital reconnaissance satellite USA-193 was reputed to be as large as a bus. When one factors the cost of the satellite itself, plus fuel, infrastructure to operate the platform, and staffing costs, the overall cost of operating a single satellite comes into stark focus. (That having been said, some overlap is likely - for example, operators and infrastructure are likely used for multiple satellites operating as a network of surveillance assets, vice independently.) Given the cost of such programs, one can only assume that intelligence agents and lawmakers alike are keen to rely on such resources to justify their overwhelming cost. Such reliance on any method, discipline, or function of intelligence gathering will prove necessarily problematic.



    4 HUMINT


    SIGINT and GEOINT can be compared and contrasted with HUMINT by breaking the aforementioned strengths and weaknesses of the two selected technical collection methods down into a simplified list, and addressing each item in relation to HUMINT.
    1) SIGINT exploits the inherent vulnerability of signals: signals must be accessible/vulnerable in order to be useful to the recipient, putting them at risk for interception.
    HUMINT displays corresponding strengths and weaknesses. The virtue of signals is that they allow two parties to communicate without physical proximity to one another - an advantage lost when conditions require two people to meet in person. However, by meeting and dispensing with the use of signals altogether, an added degree of security can sometimes be gained, particularly if two parties (for example, an intelligence officer and an asset) employ tradecraft to preclude the possibility of being monitored. If tradecraft is impossible or neglected, the two parties could still be vulnerable to clandestine monitoring by opposing agents or adjacent recording devices.
    2) SIGINT can be defeated by security measures such as technical or procedural encryption; however, SIGINT practitioners can gain an advantage because maintaining perfect signals tradecraft is difficult, repetitive, and contrary to human nature.
    The same strengths and weaknesses exist in HUMINT, although in different forms. Excellent and meticulously executed tradecraft can theoretically protect intelligence officers and their agents from security risks, though tradecraft is often difficult, repetitive, contrary to human nature, and sometimes time-consuming. As with SIGINT, HUMINT security tradecraft may still be unable to deter the efforts of a similarly meticulous opposing force, or one that is well resourced.
    3) SIGINT can triangulate signals to determine their point of origin.
    Although no legitimate corollary exists within HUMINT, humans are vulnerable to counterintelligence and clandestine observation efforts by opposing forces.
    4) SIGINT requires large networks covering a wide geographic area, or else large gaps in coverage will limit its effectiveness.
    In a similar fashion, HUMINT can be challenging based upon the existence and mobility of billions of human beings worldwide. This can be both an advantage and a challenge to HUMINT practitioners. The fact that, once found, each human responds to a unique set of motivations and values further complicates HUMINT efforts.
    5) SIGINT assets tend to intercept unrelated signals in the process of looking for relevant ones; this high "wheat-to-chaff ratio" is sometimes referred to as the "Vacuum Cleaner Problem".
    HUMINT practitioners are unlikely to encounter an exact corollary of this problem: the entire point of running HUMINT assets is that they will be recruited in the first place due to their special access to a program or location of interest to the presiding intelligence officer - in other words, the fact that a particular city may boast fifty thousand residents does not require an intelligence officer to hear from every individual resident. However, this does not preclude supposed insider agents from providing inflated credentials, nuanced or exaggerated information, or pure fabrications to the HUMINT practitioner. HUMINT practitioners may find themselves obligated to bestow unwarranted trust on their assets for lack of any capacity to corroborate their assets' reports.
    6) GEOINT is difficult for targets to escape from; conversely, parties expecting to be observed by GEOINT are likely to adjust their operations accordingly.
    Again, a corollary from the world of HUMINT is difficult to derive. In the event that an agent is voluntarily meeting with an intelligence officer, the two must employ careful tradecraft at all times in order to avoid compromise by opposing forces. Conversely, if an potential asset does not want to provide information - for example, a terrorist being pursued by HUMINT agencies for the purpose of detention and interrogation will likely employ strong operational security measures to avoid detention. In the event that the subject is eventually detained, information may still be difficult to obtain, particularly if the agency in question is restricted in its conduct by regulations or laws governing the treatment of detainees.
    7) SIGINT and GEOINT assets have a massive geographic area to cover, resulting in challenges for the positioning of listening assets and the timing of overflight and observation.
    HUMINT practitioners likely encounter similar challenges. The world is a big place, and coordinating location and timing to secure the desired results is likely challenging for HUMINT practitioners.
    8) GEOINT products tend to produce time-sensitive data that can be useful for trend analysis, but may be limited in utility for long-term mission planning. GEOINT is also vulnerable to potentially flawed interpretation despite the objectivity of actual images - for example, the Ground Zero Cafe. Despite the additional GEOINT capabilities of infrared, thermal, radar, and others technologies, these can not eliminate the fog of war entirely.
    The same can be said of intelligence data produced from HUMINT sources: information is likely to be time-sensitive, or in some cases incomplete. While GEOINT assets have the virtue of presenting an objective picture that must then be interpreted, HUMINT assets are capable of either providing false information of their own volition, providing false information as a result of external counterintelligence and deception operations, or providing incomplete information owing to limited or flawed knowledge of the situation in question.
    9) The traditional invulnerability of GEOINT platforms may be coming to an end.
    HUMINT assets are inherently vulnerable - in fact, even excellent tradecraft may fail to protect HUMINT assets in the event that their exploits are discovered by hostile opposing forces. In this case, the advantage goes to GEOINT platforms.
    10) SIGINT and GEOINT are both exceptionally costly in terms of equipment deployment, maintenance, collection, and analysis. Intelligence professionals and lawmakers may subsequently be motivated to rely on technical platforms in order to to justify continued expenditure for their maintenance.
    When available as an option, HUMINT tends to be considerably less costly than technical methods, as demonstrated by several cases involving payment for intelligence information. One example of this is the Robert Hanssen case, in which an FBI counterintelligence officer was convicted of having accepted payment of $1.4 million in cash and diamonds over the course of twenty-two years - an average of only about $64,000 per year[4.01], substantially less than the annual operating cost of most SIGINT assets and considerably less than the cost of a single GEOINT asset. Similarly illustrative is the case of Ronald William Pelton, who betrayed Operation Ivy Bells - the U.S. Navy's operation to tap unencrypted Soviet communications cables in the Sea of Okhotsk - for a mere $40,000.[4.02] Assets from developing nations with low per capita income might be motivated by far less money, and those assets providing intelligence due to personal motivation of one sort or another might be willing to provide that information at cost, or even without compensation.

    Worthy of note, and similar in nature to limitations inherent to SIGINT, is the potential language barrier. As organizations such as the NSA and GCHQ employ translators to convert intercepted visual and audio signals into comprehensible English, HUMINT-oriented agencies such as the CIA and SIS employ both interpreters and case officers with foreign language capabilities.



    5 Conclusion: Combined Arms


    These comparisons gain from an examination of how intelligence operations work under real world circumstances. In warfare, the concept of "combined arms" unifies infantry capabilities with other methods of fire and maneuver, such as armor, artillery, mortars, air support, and naval fires. The subsequent result is that forces employing combined arms, particularly in symmetrical operations against similar forces, are likely to prevail by, in essence, trapping the enemy through the limitation of his options for fire and maneuver. In a similar manner, the intelligence community employs a system similar to combined arms known as all-source intelligence or all-source analysis. The result is a system whereby multiple assets and disciplines are combined to overcome the limitations of each individual asset and/or discipline. The recent history of intelligence provides two prominent examples: the pre-2003 assessment of Iraq is an object lesson in the failure of intelligence, while Operation Neptune Spear is an object lesson in its success.

    In February of 2003, Secretary of State Colin Powell, himself a retired U.S. Army general and the former Chairman of the Joint Chiefs of Staff, addressed the United Nations Security Council on the topic of Iraq. Secretary Powell's remarks addressed a number of topics relating to Iraq: weapons of mass destruction (WMD) programs; denial and deception operations aimed at UN inspection and verification teams; WMD delivery systems; ties to terrorist groups; and human rights violations. Secretary Powell's remarks, built on the best available all-source intelligence derived in large part from a number of controversial Iraqi informants or defectors, reflected the best available estimation of the CIA, SIS, and the rest of the intelligence community. This estimation was used to demonstrate the Iraqi government's material breach of multiple United Nations resolutions requiring it to disarm, and submit to verification procedures to demonstrate the disarmament process to the international community.[5.01]

    While much of the evidence provided about WMDs was legitimate, it suffered from both falsifications and incorrect interpretations. Of particular note was one source, Rafid Ahmed Alwan al Janabi (pseudonym "Curveball"), who provided now-discredited intelligence about mobile biological weapons laboratories. Other information, such as SIGINT intercepts, were misinterpreted by SIGINT practitioners. Once coalition forces had occupied Iraq and conducted comprehensive inspections of the country, the original estimates of the strength and maturity of the regime's WMD programs were found to be incorrect. When he was captured in December of 2003 and subsequently interrogated, Saddam Hussein revealed that although his WMD programs were in a precursor state, he had considered Iran a greater threat than the international community and orchestrated the deception operation in an effort to keep his long-time Persian enemies at bay.[5.02] In the case of the intelligence estimates of Iraq prior to the 2003 invasion, the best information available from HUMINT sources combined with technical platforms failed to provide intelligence professionals and policy-makers with the information they needed to make an appropriately informed decision regarding military intervention.

    The converse example is that of Operation Neptune Spear, the May 2011 operation in Abbottabad, Pakistan to kill Osama bin Laden. Operation Neptune Spear represented the culmination of years upon years of all-source intelligence exploitation, but the trail began with a single piece of HUMINT data:
    The name Abu Ahmed al-Kuwaiti was first mentioned to authorities in Mauritania by an al-Qaida operative, Mohamedou Ould Salahi. It was obviously a pseudonym. The name meant "the Father of Ahmed from Kuwait". It was just one name among thousands that were daily being entered into what would become the Terrorism Information Awareness database.[5.03]
    HUMINT sources, particularly a series of high-ranking al Qaeda leaders who were detained and interrogated by American intelligence professionals, proved indispensible in providing the leads necessary to refine the search for bin Laden. These included Abu Faraj al Libi, and Khalid Sheikh Mohammed. According to Marc Thiessen, speaking at The Heritage Foundation in February of 2012 on the topic of enhanced interrogation:
    Leon Panetta, the then-CIA Director confirmed, quote, "Obviously there was some valuable intelligence that was derived through those kinds of interrogations." Now, if intelligence from CIA interrogations was not critical to the greatest achievement of the Obama administration, don't you think they'd be shouting it from the rooftops? Of course. Panetta's predecessor, Mike Hayden, was more explicit. He said, "Let the record show, when I was first briefed in 2007 about the brightening prospects for pursuing bin Laden through his courier network, a crucial component of the briefing was information provided by three CIA detainees, all of whom had been subjected to some form of enhanced interrogation." [...] And he... moreover said, "It's nearly impossible for me to imagine any operation like the May 2 assault on bin Laden's compound that would have not made substantial use of the trove of information derived from CIA detainees, including those on whom enhanced interrogation techniques have been used", unquote.[5.04]
    These quotes from Leon Panetta and Michael Hayden indicate the criticality of HUMINT to the successful raid. However, HUMINT alone would have been useless. In order to complete the picture, SIGINT was required to locate and track "Abu Ahmed al Kuwaiti" (whose real name was Ibrahim Said Ahmed), and to identify that the compound was itself conspicuously bereft of signals since its residents did not have amenities like cable television or Internet access. This was combined with GEOINT from satellites and UAV platforms, which allowed analysts to determine the peculiar traits of the compound. The pseudonymous "Mark Owen", one of the U.S. Navy DEVGRU personnel involved in the raid, makes note of analysts who studied UAV footage of "The Pacer", a figure meeting bin Laden's description who would pace in circles in one of the compound's courtyards.[5.05]

    The natural conclusion is that technical intelligence collection provides unprecedented capabilities to policy-makers, military personnel, and intelligence practitioners. However, despite the increasing reliance on technical collection methods, HUMINT will continue to provide capabilities that SIGINT, GEOINT, and other technical methods are incapable of replicating. Because intelligence is an inherently human endeavour, HUMINT will continue to be the core of successful intelligence operations for the foreseeable future. In the same way that combined arms ultimately assists the infantryman with boots on the ground, technical intelligence will continue to provide ultimate assistance to the HUMINT core, rather than becoming an independent alternative.



    Citations:


    2.01 BACK Lambert, Andrew; The Crimean War; BBC; London; 2011; http://www.bbc.co.uk/history/british/victorians/crimea_01.shtml

    2.02 BACK Westwood, James T., Lieutenant Commander, USN; Electronic Warfare and Signals Intelligence at the Outset of World War I; NSA; Fort Meade, Maryland; http://www.nsa.gov/public_info/_files/cryptologic_spectrum/electronic_warfare.pdf

    2.03 BACK Schneier, Bruce; Intercepting Predator Video; Schneier on Security blog; 2009; http://www.schneier.com/blog/archives/2009/12/intercepting_pr.html

    2.04 BACK Sokol, Brett; Espionage Is in the Air; Miami News Times; 2001; http://www.miaminewtimes.com/2001-02-08/kulchur/espionage-is-in-the-air/

    2.05 BACK Poundstone, William; William Morrow; Big Secrets; New York City, New York; 1983

    2.06 BACK Grabow, Ryan; Long Island University; Numbers Stations; Brookville, New York; 2003; http://www.egrabow.com/media/pro/bdst491m.pdf

    2.07 BACK le Carré, John; The Looking Glass War; William Heinemann; 1965

    2.08 BACK Shachtman, Noah; Insurgents Intercept Drone Video in King-Size Security Breach (Updated, with Video); Wired.com; 2009; http://www.wired.com/dangerroom/2009/12/insurgents-intercept-drone-video-in-king-sized-security-breach/

    2.09 BACK Ackerman, Spencer and Shachtman, Noah; Almost 1 In 3 U.S. Warplanes Is a Robot; Wired.com; 2012; http://www.wired.com/dangerroom/2012/01/drone-report/

    2.10 BACK Strategy Page; Israeli UAVs Encrypt The Signal; 2010; http://www.strategypage.com/htmw/htiw/articles/20101201.aspx

    3.01 BACK Kristensen, Hans M.; New Chinese Ballistic Missile Submarine Spotted; Federation of American Scientists Strategic Security Blog; Washington, D.C.; 2007; http://www.fas.org/blog/ssp/2007/07/new_chinese_ballistic_missile.php

    3.02 BACK Hutcheon, Stephen; Oops, another top secret exposed; The Age; Melbourne; 2007; http://www.theage.com.au/articles/2007/09/04/1188783202402.html

    3.03 BACK Broad, William J. and Mazzetti, Mark; Photos Show Cleansing of Suspect Syrian Site; The New York Times; New York City, New York; 2007; http://www.nytimes.com/2007/10/26/world/middleeast/26syria.html

    3.04 BACK 06 September 2007 Airstrike; GlobalSecurity.org; Alexandria, Virginia; http://www.globalsecurity.org/military/world/war/070906-airstrike.htm

    3.05 BACK Kristensen, Hans M.; New Chinese SSBN Deploys to Hainan Island; Federation of American Scientists Strategic Security Blog; Washington, D.C.; 2008; http://www.fas.org/blog/ssp/2008/04/new-chinese-ssbn-deploys-to-hainan-island-naval-base.php

    3.06 BACK Geens, Stefan; Hunting for Iran’s secret nuclear plant near Qum on Google Earth; Ogle Earth blog; Stockholm; 2009; http://ogleearth.com/2009/09/hunting-for-irans-secret-nuclear-plant-near-qum-on-google-earth/

    3.07 BACK Swaine, Jon; Iran suspected of clean-up operation at nuclear site; The Telegraph; Washington, D.C.; 2012; http://www.telegraph.co.uk/news/worldnews/middleeast/iran/9253558/Iran-suspected-of-clean-up-operation-at-nuclear-site.html

    3.08 BACK Smith, Steven Donald; Pentagon Hot Dog Stand, Cold War Legend, to be Torn Down; American Forces Press Service; Washington, D.C.; 2006; http://www.defense.gov/news/newsarticle.aspx?id=1049

    4.01 BACK Wise, David; Spy: The Inside Story of How the FBI's Robert Hanssen Betrayed America; Random House; New York City, New York; 2003

    4.02 BACK Drew, Christopher and Sontag, Sherry and Annette Lawrence Drew; Blind Man's Bluff: The Untold Story of American Submarine Espionage; PublicAffairs; New York City, New York; 1998

    5.01 BACK Powell, Colin L.; Remarks to the United Nations Security Council; GlobalSecurity.org; United Nations, New York City, New York; 2003; http://www.globalsecurity.org/wmd/library/news/iraq/2003/iraq-030205-powell-un-17300pf.htm

    5.02 BACK de Sola, David; FBI interviews detail Saddam Hussein's fear of Iran, WMD bluff; CNN; 2009; http://articles.cnn.com/2009-07-02/world/fbi.saddam.hussein.interview_1_fbi-interviews-saddam-hussein-united-nations-weapons-inspectors?_s=PM:WORLD

    5.03 BACK Bowden, Mark; The death of Osama bin Laden: how the US finally got its man; The Guardian; London; 2012; http://www.guardian.co.uk/world/2012/oct/12/death-osama-bin-laden-us

    5.04 BACK Thiessen, Marc; The Obama Doctrine at Year Three: An Assessment; The Heritage Foundation; Washington, D.C.; 2012; http://www.heritage.org/events/2012/02/obama-doctrine

    5.05 BACK Owen, Mark and Maurer, Kevin; No Easy Day: The Firsthand Account of the Mission that Killed Osama bin Laden; Dutton Penguin; 2012